-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JPF6IuNqLlt/sIIPc1xcRBVVpYBVC+JzHsYtg5lMOOf/zeIi4xiNe2nZyYMZ8RQf E16DP71FlAsRvogLhpKZiA== 0001193125-03-016123.txt : 20030702 0001193125-03-016123.hdr.sgml : 20030702 20030702134832 ACCESSION NUMBER: 0001193125-03-016123 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030702 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RINGER THOMAS L CENTRAL INDEX KEY: 0001220909 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: C/O CALIFORNIA AMPLLIFIER INC STREET 2: 460 CALLE SAN PABLO CITY: CAMARILLO STATE: CA ZIP: 93012 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: DOCUMENT SCIENCES CORP CENTRAL INDEX KEY: 0001016831 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 330485994 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-49433 FILM NUMBER: 03770974 BUSINESS ADDRESS: STREET 1: 6339 PASEO DEL LAGO CITY: CARLSBAD STATE: CA ZIP: 92009 BUSINESS PHONE: 7606021400 MAIL ADDRESS: STREET 1: 6339 PASEO DEL LAGO CITY: CARLSBAD STATE: CA ZIP: 92009 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No. __ )*

 

DOCUMENT SCIENCES CORPORATION


(Name of Issuer)

 

Common


(Title of Class of Securities)

 

25614R105


(CUSIP Number)

 

July 2, 2003


(Date of Event Which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨   Rule 13d-1(b)

 

¨   Rule 13d-1(c)

 

x   Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.


CUSIP No. 25614R105                                                     Schedule 13G                                                     Page 2 of 5 Pages

 


  1.  

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Thomas L. Ringer, individually, and as Co-Trustee of the Ringer Family Trust, U/A

dated September 10, 1963, as amended.

   

  2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*

(a)  ¨

(b)  ¨

   

  3.  

SEC USE ONLY

 

   

  4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

   

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

  5.    SOLE VOTING POWER

 

         156,250


  6.    SHARED VOTING POWER

 

         46,820


  7.    SOLE DISPOSITIVE POWER

 

         156,250


  8.    SHARED DISPOSITIVE POWER

 

         46,820


  9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

203,070

   

10.  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES*

 

¨

   

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

5.0%

   

12.  

TYPE OF REPORTING PERSON*

 

IN

   

 

* See Instructions


CUSIP No. 25614R105                                                     Schedule 13G                                                     Page 3 of 5 Pages


 

Item 1(a).

Name of Issuer

 

Document Sciences Corporation

 

Item 1(b).

Address of Issuer’s Principal Executive Offices

 

6339 Paseo del Lago, Carlsbad, CA 92009

 

Item 2(a).

Name of Person Filing

 

Thomas L. Ringer, individually and as Co-Trustee of the Ringer Family Trust, U/A dated September 10, 1963, as amended.

 

Item 2(b).

Address of Principal Business Office, or, if None, Residence

 

6339 Paseo del Lago, Carlsbad, CA 92009

 

Item 2(c).

Citizenship

 

United States

 

Item 2(d).

Title of Class of Securities

 

Common Stock

 

Item 2(e).

CUSIP Number

 

25614R105

 

Item 3.

Not applicable.

 

Item 4.

Ownership

 

(a)    Amount Beneficially Owned:

 

203,070 (including 156,250 shares of Common Stock which may be purchased upon the exercise of stock options, exercisable within 60 days of July 2, 2003).

 

(b)    Percent of Class:

 

5.0% (based on 3,889,826 shares of Common Stock reported outstanding as of July 2, 2003).

 

(c)    Number of shares as to which such person has:

 

(i)    Sole power to vote or to direct the vote:

 

156,250 (represents 156,250 shares of Common Stock which may be purchased upon the exercise of stock options, exercisable within 60 days of July 2, 2003).

 

(ii)    Shared power to vote or to direct the vote:

 

46,820; Thomas L. Ringer and his spouse are Co-Trustees of the Ringer Family Trust, U/A dated September 10, 1963, as amended.


CUSIP No. 25614R105                                                     Schedule 13G                                                     Page 4 of 5 Pages


 

(iii)    Sole power to dispose or to direct the disposition of:

 

156,250 (represents 156,250 shares of Common Stock which may be purchased upon the exercise of stock options, exercisable within 60 days of July 2, 2003).

 

(iv)    Shared power to dispose or to direct the disposition of:

 

46,820; Thomas L. Ringer and his spouse are Co-Trustees of the Ringer Family Trust, U/A dated September 10, 1963, as amended.

 

Item 5.

Ownership of Five Percent or Less of a Class

 

Not applicable.

 

Item 6.

Ownership of More Than Five Percent on Behalf of Another Person

 

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on

by the Parent Holding Company or Control Person

 

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

 

Not applicable.

 

Item 9.

Notice of Dissolution of Group

 

Not applicable.

 

Item 10.

Certification

 

Not applicable.


CUSIP No. 25614R105                                                     Schedule 13G                                                     Page 5 of 5 Pages


 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

THOMAS L. RINGER

 

Date: July 2, 2003

By: /s/ THOMAS L. RINGER

Name: Thomas L. Ringer

Title: Chairman of the Board

 

THOMAS L. RINGER, CO-TRUSTEE, THE RINGER FAMILY

TRUST, U/A DATED SEPTEMBER 10, 1963, AS AMENDED.

 

Date: July 2, 2003

By: /s/ THOMAS L. RINGER

Name: Thomas L. Ringer

Title: Co-Trustee

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